Senior Manager I, Specialty Compliance And Ethics ...

Senior Manager I, Specialty Compliance And Ethics SAR Governance and QA

  • Location ENGLEWOOD, CO
  • Career Area Legal, Compliance and Ethics
  • Job Function -
  • Employment Type Regular/Permanent
  • Position Type Salary
  • Requisition WD75841

What you'll do at

Conduct quality assurance of Anti-Money Laundering (AML)/Anti-Fraud investigative documentation (for example, Suspicious Activity Reports (SARs)) by, defining and communicating expectations for quality outcomes, process standards and regulatory deadlines, Planning and conducting audits to ensure AML obligations have been achieved. Writing reports of audit findings with recommendations. Monitoring trends and communicating them to leadership; monitoring and reviewing consumer block list; and identifying SARs that need to be referred to law enforcement and sending them to leadership for approval. Identify and deliver training by, identifying training gaps and needs and escalating to leadership; providing consulting and regulatory guidance on Anti-Money Laundering (AML) and interpreting patterns and providing feedback; facilitate working training sessions between internal and external quality assurance groups; and escalating disciplinary actions to leadership. Uses industry expertise to conduct comprehensive assessments by, synthesizing risk information (for example, likelihood, vulnerability, risk impact) to evaluate and monitor the effectiveness of Anti-Money Laundering processes and procedures; translating AML data into business decisions; using influence to guide senior leadership decision-making toward strategic approaches for risk response; and participating in continuing education and training to increase knowledge of industry changes and developments. Demonstrates up-to-date expertise and applies this to the development, execution, and improvement of action plans by providing expert advice and guidance to others in the application of information and best practices; supporting and aligning efforts to meet customer and business needs; and building commitment for perspectives and rationales. Provides and supports the implementation of business solutions by building relationships and partnerships with key stakeholders; identifying business needs; determining and carrying out necessary processes and practices; monitoring progress and results; recognizing and capitalizing on improvement opportunities; and adapting to competing demands, organizational changes, and new responsibilities. Models compliance with company policies and procedures and supports company mission, values, and standards of ethics and integrity by incorporating these into the development and implementation of business plans and demonstrating and assisting others with how to apply these in executing business processes and practices. Minimum Qualifications...Outlined below are the required minimum qualifications for this position. If none are listed, there are no minimum qualifications. Minimum Qualifications: Bachelor's degree in Business, Human Resources, or related field and 3 years’ experience in compliance, ethics, legal, project management, or related area OR 5 years’ experience in compliance, ethics, legal, project management, or related area. 1 years' supervisory experience. 3 years’ experience using intermediate functionality of Microsoft Office. Preferred Qualifications...Outlined below are the optional preferred qualifications for this position. If none are listed, there are no preferred qualifications. Masters: Business Administration Project Management - Project Management Professional - Certification

Minimum Qualifications

Minimum Qualifications: Bachelor's degree in Business, Human Resources, or related field and 3 years’ experience in compliance, ethics, legal, project management, or related area OR 5 years’ experience in compliance, ethics, legal, project management, or related area. 1 years' supervisory experience. 3 years’ experience using intermediate functionality of Microsoft Office.

About Walmart

At Walmart, we help people save money so they can live better. This mission serves as the foundation for every decision we make, from responsible sourcing to sustainability—and everything in between. As a Walmart associate, you will play an integral role in shaping the future of retail, tech, merchandising, finance and hundreds of other industries—all while affecting the lives of millions of customers all over the world. Here, your work makes an impact every day. What are you waiting for?

All the benefits you need for you and your family

  • Multiple health plan options
  • Vision & dental plans for you & dependents
  • Associate discounts in-store and online
  • Financial benefits including 401(k), stock purchase plans and more
  • Education assistance for Associate and dependents

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