Reviews audit work papers by challenging findings; retesting work samples; challenging control weakness severity and disposition; reviewing and challenging recommendations; conducting closing conference; writing audit reports; and following up on action plans.
Manages regulatory compliance test work by coordinating with process owners to identify and test controls; validating process documentation; analyzing information technology (IT) and business information to identify improvement opportunities; and working with external auditors to test regulatory compliance controls.
Recommends business and technology strategies, processes, infrastructure, and automated methods by identifying and determining control deficiencies and severity; and evaluating current environment against internal standards, policies, procedures, and information technology (IT) standards and frameworks.
Drives audit efficiencies by recognizing automation and integration opportunities; creating common methodologies; responding to critical business situations; and participating in cross-functional teams.
Designs and develops Information Systems (IS) audit plans by identifying technology behind business process; identifying risks/threats to business process objectives; determining the severity of risks; developing audit tests to test effectiveness of controls; assigning Associates to execute portions of the audit; and incorporating audit and security frameworks, methodologies, and standards.
Manages testing of layers of computer systems (for example, application, database, operating system, data, infrastructure) for Information Technology (IT) effectiveness and managerial control by overseeing assessment of IT components of platforms and/or applications against internal standards, policies, procedures, and IT standards and frameworks; and supervising and coaching Associates on audit techniques, judgment, and audit projects.
Manages the audit process by directing project work flow; ensuring adherence to audit methodology; communicating to internal and external stakeholders; reporting key findings and concerns; producing audit documents and work papers; documenting findings and recommendations for Management review and presentations; overseeing completion of work product; participating in Customer conferences to ensure Customer satisfaction; and assisting with resolving Customer and team issues.
Minimum Qualifications...Outlined below are the required minimum qualifications for this position. If none are listed, there are no minimum qualifications.
Minimum Qualifications: Bachelor's degree in Accounting, Finance, or business-related field OR Bachelor's degree in Management Information Systems or other Information Technology-related field. 3 years' experience in internal audit, information technology, or business-related field.
Preferred Qualifications...Outlined below are the optional preferred qualifications for this position. If none are listed, there are no preferred qualifications.
CFE - Certified Fraud Examiner - Certification, Financial & Insurance - Certified Internal Auditor - Certification, Financial & Insurance - Certified Public Accountant - Certification